Defaulted Brokers List

A to C

A
Alexander David Securities (ADS)
Arc Capital and Income
Arc Fund Management
Arc Equities ltd
Arjent Limited
Ascension Securities Ltd
Astor Securities Ltd

B

Berwin Asset Management Ltd
Blue Harbour Financial Ltd
Blue Index Ltd
Bordeaux Fine Wines Limited
Bridge Hall Stockbrokers Ltd

C

Catalyst Investments Group Ltd
Cavendish Moore Ltd
Central Markets Ltd
Cicadia Investments Ltd
City Equities Ltd
Continental Wealth Management (CWM)
Cornhill Capital Limited

D to F

D
Daniel Stewart
Direct Deal Ltd
Direct Market Touch
Direct Sharedeal Ltd

E

Everett Financial Management Ltd

F

Falcon Securities UK Ltd
First Colonial Investment LLP
First Trade Derivatives Limited
First Trade UK Ltd

G to I

G
Galvan Research and Trading (Tradefacts Ltd)
Gracechurch Investments Ltd
Gradient Advisory Limited
Grahame H Wills & Company

H

Halewood International Futures Ltd
Hartmann Capital Ltd
HB Markets
Hoodless Brennan & Partners
Hume Capital
Hythe Securities

I

Independent Portfolio Managers

J to L

J

JNF Capital Limited
JN Financial

L

Lewis Charles Securities
Lombard Asset Management Ltd
London Capital and Finance Plc
London Corporate Securities Ltd
London Islamic Bank Limited

M to O

M
Mansion House Securities
Montague Pitman
Stockbrokers Ltd

O
Omega Financial Solutions
Optimise Wealth Management

P to R

P
Pacific Continental Securities Ltd
Park Equity Services Ltd
Pello Capital Limited
Providence Bonds Plc
Pretium Securities Ltd
Prime Markets
Pritchard Investments

R
Regent Wealth Management Ltd
Reyker Securities Ltd

S to X

S
Sequant Capital Limited
Sigman Financial Management Ltd
Sky Capital UK Ltd
Square Mile Securities Ltd
Surge Financial Ltd
SVS Securities Ltd
St Pauls Capital Limited

T
Templeton Securities
TS Capital

W
Wellington Court Financial Services Ltd
White Square Investments Ltd
Williams Albert Securities Ltd
Wills & Co Stockbrokers Ltd

X
XCAP

& additional names available upon request

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